-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, McoM1PJfdRxjvdRDlfHh/C1UYgS1CZKo/yc+UdnZx8Fl9yCAz1jHt5RrszotI3z4 mZpkCfXVjlaC/J1b7sgwlw== /in/edgar/work/20000809/0000903423-00-000358/0000903423-00-000358.txt : 20000921 0000903423-00-000358.hdr.sgml : 20000921 ACCESSION NUMBER: 0000903423-00-000358 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20000809 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOTTOMLINE TECHNOLOGIES INC /DE/ CENTRAL INDEX KEY: 0001073349 STANDARD INDUSTRIAL CLASSIFICATION: [7372 ] IRS NUMBER: 020433924 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-57585 FILM NUMBER: 689495 BUSINESS ADDRESS: STREET 1: 155 FLEET ST CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 6034360700 MAIL ADDRESS: STREET 1: 155 FLEET ST CITY: PORTSMOUTH STATE: NH ZIP: 03801 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: [3724 ] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 2037287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 SC 13G 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Bottomline Technologies (de), Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.001 par value - ------------------------------------------------------------------------------- (Title of Class of Securities) 101388106 -------------------------------------------- (CUSIP Number) June 9, 2000 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) - ----------------------- CUSIP No. 101388106 - ----------------------- - ------------------------------------------------------------------------------ 1. Name of Reporting Person I.R.S. Identification No. of Above Person Nevada Bond Investment Corp. II - ------------------------------------------------------------------------------ 2. Check the Appropriate Box if a Member of a Group (a) [_] (b) [_] - ------------------------------------------------------------------------------ 3. SEC Use Only - ------------------------------------------------------------------------------ 4. Citizenship or Place of Organization Nevada - ------------------------------------------------------------------------------ 5. Sole Voting Power Number of Shares ---------------------------------------------------------- 6. Shared Voting Power Beneficially 615,764 Owned by ---------------------------------------------------------- Each 7. Sole Dispositive Power Reporting 0 Person ---------------------------------------------------------- 8. Shared Dispositive Power With: 615,764 - ------------------------------------------------------------------------------ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 615,764 - ------------------------------------------------------------------------------ 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [_] - ------------------------------------------------------------------------------ 11. Percent of Class Represented by Amount in Row (9) 5.4% - ------------------------------------------------------------------------------ 12. Type of Reporting Person CO - ------------------------------------------------------------------------------ - ----------------------- CUSIP No. 101388106 - ----------------------- - ------------------------------------------------------------------------------ 1. Name of Reporting Person I.R.S. Identification No. of Above Person United Technologies Corporation - ------------------------------------------------------------------------------ 2. Check the Appropriate Box if a Member of a Group (a) [_] (b) [_] - ------------------------------------------------------------------------------ 3. SEC Use Only - ------------------------------------------------------------------------------ 4. Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------ 5. Sole Voting Power Number of Shares ---------------------------------------------------------- 6. Shared Voting Power Beneficially 615,764 Owned by ---------------------------------------------------------- Each 7. Sole Dispositive Power Reporting Person ---------------------------------------------------------- 8. Shared Dispositive Power With: 615,764 - ------------------------------------------------------------------------------ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 615,764 - ------------------------------------------------------------------------------ 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [_] - ------------------------------------------------------------------------------ 11. Percent of Class Represented by Amount in Row (9) 5.4% - ------------------------------------------------------------------------------ 12. Type of Reporting Person CO - ------------------------------------------------------------------------------ Item 1(a). Name of Issuer: Bottomline Technologies (de), Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 155 Fleet Street Portsmouth, New Hampshire 03801 Item 2(a). Name of Persons Filing: Nevada Bond Investment Corp. II and United Technologies Corporation Item 2(b). Address of Principal Business Office or, if None, Residence: One Financial Plaza Hartford, CT 06101 Item 2(c). Citizenship: Nevada Bond Investment Corp. II: Nevada United Technologies Corporation: Delaware Item 2(d). Title of Class of Securities: Common Stock, $0.001 par value Item 2(e). CUSIP Number: 101388106 Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a : (a).[_] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b).[_] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). (c).[_] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). (d).[_] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e).[_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f).[_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g).[_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). (h).[_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i).[_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j).[_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box [X]. Item 4. Ownership. (a). Amount beneficially owned: See the responses to Item 9 on the attached cover pages. (b). Percent of Class: See the responses to Item 11 on the attached cover pages. (c). Number of shares as to which such person has: (i). Sole power to vote or to direct the vote: See the responses to Item 5 on the attached cover pages. (ii). Shared power to vote or to direct the vote: See the responses to Item 6 on the attached cover pages. (iii). Sole power to dispose or to direct the disposition of: See the responses to Item 7 on the attached cover pages. (iv). Shared power to dispose or to direct the disposition of: See the responses to Item 8 on the attached cover pages. Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. See Exhibit 99.2 Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: August 9, 2000 NEVADA BOND INVESTMENT CORP. II UNITED TECHNOLOGIES CORPORATION By: /s/ William H. Trachsel By:/s/ William H. Trachsel - --------------------------------- --------------------------------- Name: William H. Trachsel Name: William H. Trachsel Title: President Title: Senior Vice President, General Counsel and Secretary INDEX TO EXHIBITS Exhibit No. Exhibit - ----------- ------- 99.1 Joint Filing Agreement, dated August 7, 2000 between Nevada Bond Investment Corp. II and United Technologies Corporation 99.2 Item 7 Information EX-99.1 2 0002.txt EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, the undersigned agree to the joint filing of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, $0.001 par value, of Bottomline Technologies (de), Inc., and further agree to the filing of this Agreement as an Exhibit thereto. In addition, each party to this Agreement expressly authorizes each other party to this Agreement to file on its behalf any and all amendments to such Statement on Schedule 13G. Date: August 9, 2000 NEVADA BOND INVESTMENT CORP. II UNITED TECHNOLOGIES CORPORATION By: /s/ William H. Trachsel By: /s/ William H. Trachsel - --------------------------------- --------------------------------- Name: William H. Trachsel Name: William H. Trachsel Title: President Title: Senior Vice President, General Counsel and Secretary EX-99.2 3 0003.txt EXHIBIT 99.2 ITEM 7 INFORMATION The securities being reported on by United Technologies Corporation ("UTC"), as a parent holding company, are owned by Nevada Bond Investment Corp. II, a Nevada corporation, which is an indirect wholly-owned subsidiary of UTC. -----END PRIVACY-ENHANCED MESSAGE-----